Annette Erika Findling

Current Employers

Employment History

• 12/2012 → Present
  Highpoint Advisor Group, Llc
  Austin, TX
• 12/2013 → Present
  Lpl Financial, Llc
  Austin, TX

Previous Registrations

• 2013-01-17 → 2021-12-31
  Highpoint Planning Partners
  Chicago, IL
  Downers Grove, IL
  Austin, TX
• 1999-05-14 → 2012-12-21
  Equitable Advisors, Llc
  Deerfield, IL
  Northbrook , IL
• 2005-01-18 → 2011-05-09
  Midwest Professional Planners, Ltd.
  Northbrook, IL
  Deerfield, IL

Other Businesses

1. 12/24/2013: Stonebridge Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent 2. 10/30/2014: Leaders Partners Inc - Non-Variable Insurance - Investment Related - 980 N. Michigan Avenue #1245 Chicago, IL 60611 - Start 10/23/2014 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Life, Disability, LTC, Fixed Annuities 3. 8/9/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/19/2017 - 2 Hours Per Month During Securities Trading - Disability insurance. 4. 8/10/2017 - Health and group Insurance - Investment Related - At Reported Business Location(s) - Other-Non-Variable Insurance Trails Only - Started 12/20/2013 - 1 Hour Per Month During Securities Trading. 5. 1/19/2018 - Rich Women Rock - Not Investment Related - No Specific Location - Other-Speaker/Seminar - Start Date: 2/1/2018 - 2 Hours Per Month/1 Hour During Trading. 6. 1/19/2018 - Rich Women Rock - Not Investment Related - No Specific Location - Other-Blog - Start Date: 11/15/2015 - 3 Hours Per Month/1 Hour During Trading. 7. 5/13/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/15/2014 - 80 Hours Per Month/40 Hours During Securities Trading. 8. 5/13/2021 - Stonebridge Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/15/2014 - 80 Hours Per Month/40 Hours During Securities Trading. 9. 07/30/2024 - Stonebridge Wealth Advisors Legacy Holding Co LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours per Month/ 8 Hours During Trading 10. 07/30/2024 - Stonebridge Wealth Advisors Legacy LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours per Month/ 8 Hours During Trading 11. 07/30/2024 - Stonebridge Wealth Advisors Holding Co LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours per Month/ 8 Hours During Trading 12. 01/23/2026 - Old Red Ranch - Real Estate Rental - Investment Related - Dripping Spring, TX - Start Date 03/01/2026 - 10 hours per month/ 0 hours during trading 13. 04/09/2026 - Travis County Poll worker - Politics/ Government - Not Investment Related - Austin, TX - Start Date 05/26/2026 - 1 hour per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-14
• S63 Uniform Securities Agent State Law Examination
  1992-11-23

Designations

Other Names

• Annette Erika Koch