Jefferson Blaine Cronan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-04-07
GA	RA	APPROVED	2005-04-04
TN	RA	APPROVED	2004-01-27

TX RA
APPROVED_RES

Since 2010-04-07
GA RA
APPROVED

Since 2005-04-04
TN RA
APPROVED

Since 2004-01-27

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Chattanooga	TN	04/1994	Present

04/1994 → Present

Ubs Financial Services Inc.

Chattanooga, TN

Other Businesses

1)IRREVOCABLE TRUST FOR INDIVIDUAL/ TENNESSEE 37405 / TRUST / OTHER PERSONAL TRUST / INDIVIDUAL TRUST ESTABLISHED AT DEATH OF , A CLOSE FAMILY FRIEND / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / TRUSTEE / AS CO-TRUSTEE I WOULD BE RESPONSIBLE FOR LIMITED DISTRIBUTIONS FROM THE TRUST. / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? YES/ START DATE 11/22/2010. 2)IRREVOCABLE LIFE INSURANCE TRUST INDIVIDUAL /CHATTANOOGA, TENNESSEE 37405 / TRUST / OTHER LIFE INSURANCE TRUST / WRITING CHECK FOR THE ANNUAL INSURANCE PREMIUM / TRUSTEE / WRITING CHECK FOR THE ANNUAL INSURANCE PREMIUM / START DATE 02/21/2012.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-11-11

S63 Uniform Securities Agent State Law Examination

1992-11-11

Other Names

Jeff Cronan

View on SEC IAPD