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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-21 |
| OH | RA | APPROVED | 1999-09-18 |
Branch Locations
North Royalton, OH • United States
6060 Rockside Woods Blvd N Ste 141, Independence, OH 44131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Royalton | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | North Royalton | OH | 03/2020 | Present |
Business Ownership; Double H Services, LLC; Owner and Founder; Consulting; 17550 Parkside Drive, , North Royalton, OH, 44133; Not Investment-Related; 01/01/2018; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Uber/Lyft; No ownership interest, will elect to drive when I find the time to do on evenings and/or weekends; Ridesharing and delivery service driver; 17550 Parkside Drive, , North Royalton, OH, 44133-5416; Not Investment-Related; 07/08/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Masterworks.io, LLC; Purchasing fractional ownership interests in artwork; 53 Beach St. 2nd Floor, , New York, NY, 10013; Not Investment-Related; 11/08/2021; 1 to 9 hours per month; 0 during trading hours / Vint, LLC; Purchasing fractional ownership interests in collectable wines; 1717 East Cary Street, , Richmond, VA, 23223; Investment-Related; 11/22/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-17 |
| S65 | Uniform Investment Adviser Law Examination | 1994-02-03 |
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