Best Investors
Account
Sign in
Best Investors
Account
Sign in
Kompass Financial Advisors, Inc. CRD 135401
$9.75M regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Hamlet, NE • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-19 |
| NE | RA | APPROVED | 2024-05-31 |
| TX | RA | APPROVED_RES | 2024-05-06 |
| CO | RA | APPROVED | 2005-07-12 |
Branch Locations
6500 South Quebec Street Suite 300, Englewood, CO 80111 • United States
Hamlet, NE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneos Wealth Management | Denver | CO | 01/2003 | Present |
| Blythe Lane | Englewood | CO | 09/1999 | Present |
| Kompass Financial Advisors, Inc. | Englewood | CO | 11/2004 | Present |
BLYTHE LANE INVT MGMT CORP RIA/ROCKY MOUNTAIN CAPITAL MGMT-INSURANCE SALES/LEGAL RELATED SERVICES THROUGH PRE-PAID LEGAL SERVICES/NOTARY/AMWAY PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-18 |
Reach out to this advisor