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Nathan David Turley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anniston, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1997-07-17
AL RA APPROVED 1993-07-27
  • TX RA
    APPROVED_RES
    Since 1997-07-17
  • AL RA
    APPROVED
    Since 1993-07-27

Branch Locations

1011 Leighton Ave, Anniston, AL 36207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anniston AL 08/1992 Present
Bank Of America Na Anniston AL 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-09
S63 Uniform Securities Agent State Law Examination 1992-11-17
  • S65 Uniform Investment Adviser Law Examination
    1993-06-09
  • S63 Uniform Securities Agent State Law Examination
    1992-11-17
Other Names
  • Nathan D Turley

View on SEC IAPD

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