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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Richmond | VA | 01/2012 | Present |
| Mml Investors Services, Llc | Richmond | VA | 03/2012 | Present |
NAME: GIL ELMALEH INV REL: Y ADD: 1182 WILLOW LAWN DRIVE RICHMOND VA 23226 NATURE: INDIVIDUAL, GROUP LIFE, & GROUP HEALTH POSITION: SALES/AGENT START DATE: 1992 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-18 |
| S66 | Uniform Combined State Law Examination | 2012-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-11 |
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