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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-02-22 |
| FL | RA | APPROVED | 2023-08-10 |
| MO | RA | APPROVED | 2023-08-09 |
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED_RES | 2006-09-12 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States
Tampa, FL • United States
Orono, MN • United States
681 East Lake Street Suite 354, Wayzata, MN 55391 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Minneapolis | MN | 08/2006 | Present |
Bolder Option / 2100 Stevens Ave Minneapolis,MN 55404 / Other/ Other Youth Mentorship / Youth Mentorship / Member of Board of Directors / / youth mentorship / Start Date 01/01/2003
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-08 |
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