David J Monk

Current Employers

Employment History

• 06/2009 → 03/2017
  Metlife Securities Inc.
  Wausau, WI
• 03/2017 → 10/2018
  Mml Investors Services, Llc
  Wausau, WI
• 10/2018 → Present
  Guardian Life Insurance Company
  Wausau, WI
• 10/2018 → Present
  Park Avenue Securities
  Wausau, WI

Previous Registrations

• 2017-03-25 → 2018-11-01
  Mml Investors Services, Llc
  Wausau, WI
• 2009-07-17 → 2017-03-25
  Msi Financial Services, Inc.
  Wausau, WI
• 2002-09-13 → 2009-07-08
  Northwestern Mutual Investment Services, Llc
  Wausau, WI
  Wausau, WI
• 2000-07-24 → 2002-09-17
  Wells Fargo Clearing Services, Llc
  Wausau, WI

Other Businesses

1. Officiating youth sports-I officiate youth and high school sporting events, Start: 11/01/2015, Address: 218 S 44th Ave, Wausau WI 54401, 6 non bus hrs per month, Not investment related, 2. Fixed outside insurance business-Place insurance and fixed annuity contracts for clients that are not offered through Guardian/PAS, Start: 03/01/2016, Address: 218 S 44th Ave, WAUSAU, WI 54401, 2 non bus hrs per month, Investment related, 3. Notary Public-Notarize documents for non-clients, Start: 11/01/2010, Address: 218 S 44th Ave, WI 54401, 1 non bus hr per month, Not investment related, 4. Marathon Ginseng-Ginseng farming and sales, 2% ownership, Start: 01/01/2018, Address: 4613 Camp Phillips Road, Weston, WI 54476, 4 non bus hrs per month, Not investment related, 5) Power of Attorney for my Wife, Start: 11/01/2003, Address: Wausau, WI, 0 total hours per month, Not investment related, No annual compensation, 6. Wausau Community Foundation-Board Member, Start: 01/26/2023, Address: 500 First Street, Suite 2600, Wausua, WI 54403, 1 total hour per month; 0 hours during Trading hours, Not investment related,

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-31
• S63 Uniform Securities Agent State Law Examination
  1992-12-30

Other Names

• Dave Monk
• David John Monk