Traci Lynn Martens

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2013-01-25

WI RA
APPROVED

Since 2013-01-25

Branch Locations

Black Creek, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Investments, Inc.	Madison	WI	12/2002	Present
Franke Martens Group	Hortonville	WI	12/2002	10/2024
Pine Lake Financial Llc	Hortonville	WI	10/2024	Present

12/2002 → Present

Harbour Investments, Inc.

Madison, WI
12/2002 → 10/2024

Franke Martens Group

Hortonville, WI
10/2024 → Present

Pine Lake Financial Llc

Hortonville, WI

Previous Registrations

2002-01-16 → 2003-05-05

Nackers & Associates, Inc.

Brookfield, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Pine Lake Financial - DBA 3)Silverscreen Properties, LLC and Silverscreen Storage, LLC | W7495 Cross Country Ln, Hortonville, WI 54944 | Managing member | Description: Manage properties we own | Beginning 7/2014 | 10 per month, 0 hours during trading hours | Unpaid | Not investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-08
S63	Uniform Securities Agent State Law Examination	1998-05-05

S65 Uniform Investment Adviser Law Examination

2001-11-08
S63 Uniform Securities Agent State Law Examination

1998-05-05

Other Names

Traci Lynn Frisbie

View on SEC IAPD