Serge Mallat

Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 11/2017
  Massmutual Life Insurance Company
  Ft. Lauderdale, FL
• 11/2006 → 11/2017
  Mml Investors Services
  Ft. Lauderdale, FL
• 11/2017 → Present
  American United Life
  Davie, FL
• 11/2017 → Present
  Oneamerica Securities
  Davie, FL

Previous Registrations

• 2007-04-17 → 2017-12-13
  Mml Investors Services, Llc
  Ft Lauderdale, FL
  Miami, FL
• 2005-07-12 → 2006-11-22
  Equitable Advisors, Llc
  Ft. Lauderdale, FL
  Ft. Lauderdale, FL

Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**Owner: OneSouth Florida Wealth Advisors, LLC - insurance agency**Board Member: Palm Beach Gator Alumni Club**Board Member: Ferrari Club of America Fort Lauderdale Chapter**Board Member: NAIFA Broward

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-07
• S63 Uniform Securities Agent State Law Examination
  1993-01-21