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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-03-13 |
Branch Locations
111 E Kilbourn Ave Ste 2400 [Mq-Rbo], Milwaukee, WI 53202 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Milwaukee | WI | 03/2019 | Present |
RENTAL PROPERTY, INV RELATED, GALENA, IL, 100% OWNERSHIP, START: 8/1/2020, 0 HRS/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, AVON, CO, 100% OWNERSHIP, START 8/21/2020, 5 HOURS PER MONTH, ZERO DURING TRADING, SHORT TERM VACATION RENTAL. ROCKYMTN, LLC, INVT RELATED, AVON, CO, 100% OWNERSHIP WITH SPOUSE, START DATE 2/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-18 |
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