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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-29 |
| GA | RA | APPROVED | 2017-04-03 |
| TX | RA | APPROVED_RES | 2012-02-04 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Winter Park | FL | 06/2009 | Present |
| Morgan Stanley Smith Barney Llc | Albany | GA | 03/2017 | 05/2024 |
| Morgan Stanley Smith Barney Llc | Boston | MA | 05/2024 | Present |
*539405- POA; Investment related-Yes; 02/2023; Littlehampton, England; During business hours: 0; After business hours: 0. *614962 - Boston Womens Workforce Council; Investment Related - No; Boston, Massachusetts; Driving wage equity for women; Advisory Board (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 1; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-24 |
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