Scott D Sprandel

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Zacks Investment Management
  Chicago, IL
• 10/2015 → Present
  Lbmz Securities. Inc.
  Chicago, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-03-14
• S65 Uniform Investment Adviser Law Examination
  2015-08-11

Other Names

• Scott D Sprandel
• Scott Donald Sprandel
• Scott Donald Sprandel