Morten Roness

Employer firm

Steelpeak Wealth, LLC CRD 165168

$4.15B regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-08-02

CA RA
APPROVED

Since 2016-08-02

Branch Locations

Calabasas, CA • United States

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Steel Peak Wealth Management, Llc	Calabasas	CA	08/2016	Present

08/2016 → Present

Steel Peak Wealth Management, Llc

Calabasas, CA

Previous Registrations

2012-09-10 → 2016-08-09

The Phillips Group Advisors

Woodland Hills, CA
1999-07-23 → 2003-05-15

Wells Fargo Clearing Services, Llc

Woodland Hills, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-26
S63	Uniform Securities Agent State Law Examination	1993-01-13

S65 Uniform Investment Adviser Law Examination

2012-09-26
S63 Uniform Securities Agent State Law Examination

1993-01-13

View on SEC IAPD