James Kenneth Spann

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1988 → Present
  Champion Accounting Specialists
  Ooltewah, TN
• 04/2015 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 04/2015 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 10/2021
  Woodbury Financial Services, Inc.
  Ooltewah, TN
• 10/2021 → Present
  Innovation Partners Llc
  Charlotte, NC
• 10/2021 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2019-03-01 → 2021-10-12
  Woodbury Financial Services, Inc.
  Ooltewah, TN
• 2015-04-30 → 2019-03-01
  Questar Asset Management, Inc.
  Ooltewah, TN
  Minneapolis, MN
• 2015-03-17 → 2015-04-24
  Legend Advisory, Llc
  Ooltewah, TN
  Palm Beach Gardens, FL
• 2003-03-28 → 2015-03-12
  Valic Financial Advisors, Inc.
  Knoxville, TN
  Brentwood, TN
  Atlanta, GA
  Knoxville, TN
  Knoxville, TN

Other Businesses

1). OFFICE PROPERTIES LLC. POSITION: Owner. NATURE: General Partner of entity, 52% owner, 3 children are each 16% stakeholders. INVESTMENT RELATED: NO NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 04/30/2015 ADDRESS: 9216 Hopi Trail, Ooltewah 37363, United States DESCRIPTION: Owner of commercial property LP.___ 2). CHAMPION ACCOUNTING SERVICES (CAS). POSITION & DESCRIPTION: Sole Proprietor. NATURE: Rent & manage houses & commercial suites. Rent & property management services for houses & commercial real estate owned by Office Properties LP, a family LP where I am General Partner and my three children are Limited Partners. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/14/1982 ADDRESS: 9216 Hopi Trail, Ooltewah TN 37363, United States DESCRIPTION: Rent & manage houses & commercial suites for Office Properties LP, our family limited partnership.___ 3). KENNETH SPANN POSITION: owner NATURE: Sole Proprietorship, Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2015 ADDRESS: 9216 Hopi Trail, Ooltewah TN 37363, United States DESCRIPTION: Fixed Interest Annuity MYGAs, Medicare, Dental insurance___ 4). SPANN INVESTMENTS & BUSINESS SERVICES LIMITED PARTNERSHIP POSITION: General Partner NATURE: Second family limited partnership which invests and manages excess cash flow from Office Properties LP/ INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2002 ADDRESS: 9216 Hopi Trail, Ooltewah TN 37363, United States DESCRIPTION: Invest excess cash flow from Office Properties LP, other family LP.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-26
• S63 Uniform Securities Agent State Law Examination
  1998-09-23

Other Names

• Ken Spann