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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-13 |
| MI | RA | APPROVED | 2024-11-06 |
| IN | RA | APPROVED | 2010-01-20 |
Branch Locations
Punta Gorda, FL • United States
3120 Hickory Rd, Mishawaka, IN 46545-8802 • United States
Niles, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2010 | Present |
1) The Financial Group Resource, 3120 Hickory Road Mishawaka, IN 46545, 08/13/2001, IAR, DBA Name, INV REL, 5 HR/MO - 3 HR/MO 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) PAUL FARTHING, 3120 Hickory Rd, Mishawaka, IN 46545, 01/2026, Landlord of Current Office Building for the Financial Resource Group, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-20 |
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