Brian Thomas Grigg

Current Employers

Grigg Financial, Llc

2401 York Road, Timonium, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-01-18
DE	RA	APPROVED	2022-05-25

MD RA
APPROVED

Since 2023-01-18
DE RA
APPROVED

Since 2022-05-25

Branch Locations

2401 York Road, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foundations Investment Advisors, Llc	Scottsdale	AZ	05/2016	Present
Brian Thomas Grigg Dba Grigg Financial Solutions	Towson	MD	05/2016	Present

05/2016 → Present

Foundations Investment Advisors, Llc

Scottsdale, AZ
05/2016 → Present

Brian Thomas Grigg Dba Grigg Financial Solutions

Towson, MD

Previous Registrations

2016-05-19 → 2020-01-07

Foundations Investment Advisors Llc

Towson, MD

Phoenix, AZ

Other Businesses

(1) Independent Insurance Agent; it is investment related; 1122 Kenilworth Drive, Ste 115, Towson, MD 21204; independent insurance agent working with clients and offering fixed annuities and life insurance and long term care. Owner and independent agent; since 05/2016; working approximately 8 hours per month during market trading hours. (2) Foundations Investment Advisors, LLC, investment related, Investment Adviser Representative, since 05/2016, less than 8 hours per month during market trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-07-12

S63 Uniform Securities Agent State Law Examination

1993-07-12

Designations

Other Names

Brian T Grigg

View on SEC IAPD