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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MN | RA | APPROVED | 2013-11-13 |
Branch Locations
7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States
Eagan, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 11/2010 | 11/2021 |
| City National Bank | Minneapolis | MN | 03/2018 | Present |
| Rbc Capital Markets, Llc | Edina | MN | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-03 |
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