Daniel Seitz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-10-19

NJ RA
APPROVED

Since 2020-10-19

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

2175 Highway 35, Sea Girt, NJ 08750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Red Bank	NJ	07/2012	10/2020
Bank Of America N.A.	Manasquan	NJ	10/2012	10/2020
Wells Fargo Clearing Services, Llc	Oakurst	NJ	10/2020	Present

07/2012 → 10/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ
10/2012 → 10/2020

Bank Of America N.A.

Manasquan, NJ
10/2020 → Present

Wells Fargo Clearing Services, Llc

Oakurst, NJ

Previous Registrations

2012-07-24 → 2020-10-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wall Township, NJ

Manasquan, NJ

Wall Township, NJ
2010-12-14 → 2012-08-03

Morgan Stanley

New York, NY

Other Businesses

CEDJR, LLC; NOT INVESTMENT RELATED; NEW YORK,NY; VICE PRESIDENT; 1% OWNERSHIP; START DATE 01/01/2016; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; SIGNING REAL ESTATE DOCUMENTS. SEITZ BROTHERS, LLC; INV RELATED;BRIELLE,NJ; BOOK;34% OWNERSHIP; START DATE: 03/23/2026; 12 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-13
S63	Uniform Securities Agent State Law Examination	2002-08-22

S66 Uniform Combined State Law Examination

2010-12-13
S63 Uniform Securities Agent State Law Examination

2002-08-22

Other Names

Danny Seitz
Daniel Adam Seitz

View on SEC IAPD