Brendan Christopher Mcbrien

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2021-04-07
NJ	RA	APPROVED	2005-07-22

NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2021-04-07
NJ RA
APPROVED

Since 2005-07-22

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Huntington	NY	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Huntington, NY

Other Businesses

FMRG HOLDINGS, LTD; INVESTMENT RELATED; MELVILLE,NY; 12.50% OWNERSHIP; START 12/1/2019; NUMBER OF HOURS PER MONTH .25; NUMBER OF HOURS DURING TRADING 0; OWNER. FMRG HOLDINGS, LLC, INVT RELATED, MELVILLE, NY, 8.33% OWNERSHIP, START 12/1/2019, 2 HRS PER MONTH, 0 HRS DURING TRADING, PARTNER. TACK WEALTH MANAGMENT INC., INV RELATED, NORTH MASSAPEQUA, NY, 100% OWNERSHIP, START 11/18/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. AFCM MANAGEMENT GROUP LLC, INV RELATED, MELVILLE, NY, 50% OWNERSHIP, START 11/18/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-15
S63	Uniform Securities Agent State Law Examination	1992-12-28

S65 Uniform Investment Adviser Law Examination

2005-07-15
S63 Uniform Securities Agent State Law Examination

1992-12-28

View on SEC IAPD