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Perennial Financial Services CRD 286477
$2.50B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-21 |
Branch Locations
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Century City | CA | 10/2009 | 07/2019 |
| Ameriprise Financial Services, Inc. | Los Angeles | CA | 10/2009 | 07/2022 |
| Perennial Investment Advisors, Llc | Los Angeles | CA | 07/2022 | 07/2022 |
| Lpl Financial | Los Angeles | CA | 07/2022 | Present |
1. 07/19/2022 - PERENNIAL INVESTMENT ADVISORS, LLC/ REGISTERED INVESTMENT ADVISOR HYBRID/ INVESTMENT RELATED/ 100%/ LOS ANGELES, CA 2. 07/19/2022 - PERENNIAL INVESTMENT ADVISORS, LLC/ REGISTERED INVESTMENT ADVISOR DBA/ INVESTMENT RELATED/ 100%/ LOS ANGELES, CA 3. 07/19/2022 - PERENNIAL FINANCIAL & INSURANCE SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LOS ANGELES, CA 4. 07/19/2022 - PERENNIAL FINANCIAL & INSURANCE SERVICES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ LOS ANGELES, CA 5. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-28 |
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