Earl J Breaux

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 06/2019
  Lincoln Financial Services Corporation
  Baton Rouge, LA
• 07/2019 → 02/2025
  Concourse Financial Group Securities Inc
  Baton Rouge, LA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Baton Rouge, LA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-07-03 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Baton Rouge, LA
  Baton Rouge, LA
  Lafayette, LA
  Birmingham, AL
• 2006-12-11 → 2019-07-03
  Osaic Fs, Inc.
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

INSURANCE; Investment Related; Baton Rouge, LA; Insurance; Agent; Start: 01/2010; 60 hours per month with most hours occurring during trading hours; Sales and service of traditional life, annuity, health, disability, long-term care insurance products. >> NOTARY; Non-Investment Related; Baton Rouge, LA; Other; Notary; Start Date 01/1989; 1 hour, more or less, per month with no hours per month during trading hours; Notarize forms for customers occasionally at no cost to the client(s).

Other Names

• Earl Joseph Breaux