Christopher Jerome Hasenberg

Current Employers

Employment History

• 03/1994 → 06/2023
  Royal Alliance Associates, Inc.
  Eaw Claire, WI
• 11/2010 → 06/2023
  Royal Alliance Corporate Advisory
  Eau Claire, WI
• 06/2023 → 09/2025
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2023 → 10/2025
  Hasenberg Financial Group
  Eau Claire, WI
• 09/2025 → Present
  Edelman Financial Engines
  Santa Clara, CA

Previous Registrations

• 2023-06-02 → 2025-10-29
  Hasenberg Financial Group
  Eau Claire, WI
• 2010-11-03 → 2023-06-05
  Osaic Wealth, Inc.
  Eau Claire, WI
  Eaw Claire, WI
  Eau Claire, WI

Other Businesses

1) Eau Claire Community Foundation; INVESTMENT RELATED: No; ADDRESS: 306 S. Barstow St, Eau Claire, WI 54701; NATURE: Community Foundation non-profit; POSITION: Consultant; START DATE: 10/01/2015; NUMBER OF HOURS/MONTH: 1 Hr.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 1 Hr. ; DUTIES: I sit on the investment sub-committee to evaluate and give advice about this investment portfolio. 2) Chris Hasenberg author; INVESTMENT RELATED: No; ADDRESS: CHIPPEWA FALLS, WI 54729; NATURE: Author of Book; POSITION: Owner; START DATE: 06/01/2024; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I wrote a book. 3) Christopher J. Hasenberg Inc.; INVESTMENT RELATED: No; ADDRESS: 431 EAST CLAREMONT AVE SUITE E EAU CLAIRE, WI 54701; NATURE: Business Service; POSITION: Owner; START DATE: 05/01/2013; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 01 Hrs.; DUTIES: Tax shelter consulting. 4)HBH Investments LLC; INVESTMENT RELATED: No; ADDRESS: 431 E. Clairemont Ave, Eau Claire, WI 54701; NATURE: Commercial Real Estate; POSITION: Owner; START DATE: 10/01/2008; NUMBER OF HOURS/MONTH:1 hr.; HOURS/MNTH DURING SECURITIES TRADING HOURS:1 Hr.; DUTIES: Own and make decisions. 5) AFEA; INVESTMENT RELATED: No; ADDRESS: 431 E. Clairemont Ave, Suite E, Eau Claire, WI 54701; NATURE: American Financial Education Alliance; POSITION: Chapter President; START DATE: 03/01/2025; NUMBER OF HOURS/MONTH: 06 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 03 Hrs.; DUTIES: I do presentations and seminars about financial education in a non-profit setting for AFEA.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-29
• S63 Uniform Securities Agent State Law Examination
  1992-10-27