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Lisa K Granberg

J.P. Morgan Securities LLC

Dallas, TX

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-08
  • TX RA
    APPROVED
    Since 2021-09-08

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Dallas TX 10/2008 Present
Jpmorgan Chase Bank Na Dallas TX 01/2017 Present
  • 10/2008 → Present
    Jpmorgan Securities Llc
    Dallas, TX
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-16
S63 Uniform Securities Agent State Law Examination 1992-12-16
  • S66 Uniform Combined State Law Examination
    2021-08-16
  • S63 Uniform Securities Agent State Law Examination
    1992-12-16
Other Names
  • Lisa Kathleen Jones
  • Lisa Kathleen Waller
  • Lisa Kathleen Granberg

View on SEC IAPD

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