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Ann Nadean Mathey

Morgan Stanley

Scottsdale, AZ

Queen Creek, AZ

CRD 2290459

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-10
AZ RA APPROVED 2023-11-14
CO RA APPROVED 2020-10-02
  • TX RA
    APPROVED_RES
    Since 2024-01-10
  • AZ RA
    APPROVED
    Since 2023-11-14
  • CO RA
    APPROVED
    Since 2020-10-02

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Queen Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icon Advisers, Inc. Greenwood Village CO 01/2004 05/2019
Icon Distributors, Inc. Greenwood Village CO 01/2004 05/2019
Morgan Stanley Scottsdale AZ 07/2019 Present
  • 01/2004 → 05/2019
    Icon Advisers, Inc.
    Greenwood Village, CO
  • 01/2004 → 05/2019
    Icon Distributors, Inc.
    Greenwood Village, CO
  • 07/2019 → Present
    Morgan Stanley
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-02
S63 Uniform Securities Agent State Law Examination 2004-03-18
  • S66 Uniform Combined State Law Examination
    2020-10-02
  • S63 Uniform Securities Agent State Law Examination
    2004-03-18
Other Names
  • Ann Nadean Korth
  • Ann Korth-Mathey

View on SEC IAPD

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