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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| IL | RA | APPROVED | 2006-02-03 |
Branch Locations
475 Regency Park Suite 250, O'FAllon, IL 62269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Belleville | IL | 02/2006 | Present |
1. Farmer's Garden; 3104 Smelting Works Road Swansea IL 62226; Farmer's Garden; co-owner with my wife; general upkeep and maintenance; 06/28/2013; 12 hrs/week; Not During Security Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-28 |
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