Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-10-18
  • NJ RA
    APPROVED
    Since 2013-10-18

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2006 Present
Other Businesses

I*1055291For profit or not for profit: Entity CharitableName of outside business organization: Patriot FCInvestment related: NAddress of business: Washington Crossing, PennsylvaniaNature of business: ["Civic League or Social Welfare Organization"]Position, title, association: ["Other"], Start date of relationship: 1/1/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Volunteer coach/team manager, which includes managing small team budget I*478317, Entity Type: Entity Governmental, Name of OBA: Youth Aid Panel of Bucks County, Address: Newtown, Pennsylvania, 18940, Investment Related: N, Position, Title, Association: Committee, Officer, Employee State Date: 03/29/2017, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: juvenile justice system, Bucks County, PA Review cases as alternative to juvenile justice

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2007-03-30

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor