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Alberto Batista

In On Capital

Miami, FL

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Current Employers
In On Capital

777 Brickell Avenue Suite 500, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-18
  • FL RA
    APPROVED
    Since 2025-11-18

Branch Locations

777 Brickell Avenue Suite 500, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lw Investment Management (Usa) Llc Miami FL 05/2011 07/2017
International Compliance Solutions Llc Coral Gables FL 07/2017 Present
Face Capital Advisors Llc Miami FL 07/2018 05/2019
In On Capital Advisors Llc Coral Gables FL 07/2018 Present
Harbor Ithaca Wealth Management Miami FL 07/2017 10/2017
Activa Capital Group Llc Miami FL 06/2020 Present
  • 05/2011 → 07/2017
    Lw Investment Management (Usa) Llc
    Miami, FL
  • 07/2017 → Present
    International Compliance Solutions Llc
    Coral Gables, FL
  • 07/2018 → 05/2019
    Face Capital Advisors Llc
    Miami, FL
  • 07/2018 → Present
    In On Capital Advisors Llc
    Coral Gables, FL
  • 07/2017 → 10/2017
    Harbor Ithaca Wealth Management
    Miami, FL
  • 06/2020 → Present
    Activa Capital Group Llc
    Miami, FL
Previous Registrations
  • 2020-08-17 → 2021-03-03
    Activa Capital
    Miami, FL
  • 2018-11-27 → 2019-06-21
    Face Capital Advisors
    Coral Gables, FL
    Miami, FL
  • 2017-08-15 → 2017-10-31
    Aventura, FL
  • 2012-07-24 → 2017-07-05
    Miami, FL
Other Businesses

AVI Group Holdings LLC is not investment related. I am the sole member of the company that is for consulting in Compliance and Insurance as of July 2017. The time devoted is 5 hours a month. International Compliance Solutions LLC. Consultant. 20 hrs per week. In On Capital LLC CCO. 10 hrs per week.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-17
S63 Uniform Securities Agent State Law Examination 1993-01-27
  • S65 Uniform Investment Adviser Law Examination
    2012-07-17
  • S63 Uniform Securities Agent State Law Examination
    1993-01-27
Other Names
  • Alberto E Batista
  • Alberto Eutimio Batista

View on SEC IAPD

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