Hensey Alfonso Fenton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2003-04-15

NC RA
APPROVED

Since 2003-04-15

Branch Locations

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	01/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	04/2003	Present

01/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
04/2003 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-02-21
S63	Uniform Securities Agent State Law Examination	1992-10-27

S65 Uniform Investment Adviser Law Examination

2003-02-21
S63 Uniform Securities Agent State Law Examination

1992-10-27

Other Names

Fonsey Fenton

View on SEC IAPD