Betsabet Betsy Romero

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	1998-10-26
TX	RA	APPROVED	1996-05-24

OK RA
APPROVED

Since 1998-10-26
TX RA
APPROVED

Since 1996-05-24

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

301 Commerce, Fort Worth, TX 76102 • United States

Fort Worth, TX • United States

Northlake, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Fort Worth	TX	07/1994	Present

07/1994 → Present

Ubs Financial Services Inc.

Fort Worth, TX

Other Businesses

WILLIAM MANN COMMUNITY DEVELOP CORP. FORT WORTH, TX. NOT INVESTMENT RELATED. BUSINESS - COMMUNITY DEVELOPMENT FINANCIAL INSTITUTION. TITLE - BOARD OF DIRECTORS. START DATE - 07/06/2007. 1 - 2 HRS/MONTH. DUTIES - GOVERN BY POLICIES AND OBJECTIVES, REVIEW PERFORMANCE OF DIRECTOR AND GOVERN ORGANIZATION'S MISSION AND PURPOSE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-15
S63	Uniform Securities Agent State Law Examination	1993-06-22

S65 Uniform Investment Adviser Law Examination

1996-11-15
S63 Uniform Securities Agent State Law Examination

1993-06-22

Other Names

Betsabet Betsy Romeru
Betsabet Romero
Betsy Romero

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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