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Tracy Simpkins

Pnc Wealth Management LLC

Easton, MD

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-07-30
  • MD RA
    APPROVED
    Since 2025-07-30

Branch Locations

104 Marlboro Avenue, Easton, MD 21601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 04/2011 02/2021
Bb&T Securities, Llc Easton MD 01/2018 02/2021
Truist Investment Services, Inc. Easton MD 02/2021 02/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Easton MD 02/2024 01/2025
Pnc Investments Llc Easton MD 07/2025 Present
Unemployed Greensboro MD 01/2025 07/2025
Previous Registrations
  • 2024-03-05 → 2025-01-13
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Easton, MD
    New York, NY
  • 2021-02-17 → 2024-02-13
    Truist Advisory Services, Inc.
    Atlanta, GA
    Easton, MD
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Easton, MD
    Washington, DC
    Richmond, VA
  • 2011-04-01 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Easton, MD
    Washington, DC
  • 2006-09-25 → 2010-05-03
    Bb&T Investment Services, Inc.
    Salisbury, MD
    Charlotte, NC
    Easton, MD
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-11
S63 Uniform Securities Agent State Law Examination 2006-01-25
  • S65 Uniform Investment Adviser Law Examination
    2006-08-11
  • S63 Uniform Securities Agent State Law Examination
    2006-01-25
Other Names
  • Tracy Lynn Berry
  • Tracy Lynn Straubmuller
  • Tracy Lynn Simpkins
  • Tracy L Simpkins

View on SEC IAPD

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