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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-17 |
| IL | RA | APPROVED | 2026-05-21 |
| OH | RA | APPROVED | 2026-05-21 |
Branch Locations
510 Lake Cook Road Suite 450, Deerfield, IL 60015 • United States
Chardon, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Chardon | OH | 05/2026 | Present |
| Wells Fargo Advisors Llc | Cleveland | OH | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cleveland | OH | 11/2016 | 05/2026 |
Hartzell Family Oil and Gas Leases; Investment related; Smithfield Township; Oil and gas lease; Owner; Started 05/01/2019; 0 hours per month devoted; 0 hours per month devoted during trading; Oil and gas lease.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-03 |
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