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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-11-12 |
| MS | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Capital Advisors | Avon | OH | 02/2002 | 10/2022 |
| Fsc Securities Corporation | Bevercreek | OH | 02/2009 | 10/2020 |
| Massmutual Life Insurance Co | Cincinnati | OH | 10/2022 | 05/2023 |
| Mml Investors Services, Llc | Cincinnati | OH | 10/2022 | 05/2023 |
| Thrivent Investment Management Inc | Minneapolis | MN | 11/2023 | 02/2024 |
| Thrivent Financial | Appleton | WI | 11/2023 | 02/2024 |
| Unemployed | Gulfport | MS | 05/2023 | 11/2023 |
| Pruco Securities, Llc | Ridgeland | MS | 03/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Ridgeland | MS | 03/2024 | Present |
| Lpl Enterprise, Llc | Ridgeland | MS | 11/2024 | Present |
1) 11/14/2024-Lunt-Sales-Non-Variable Insurance-Inv related-At Gulfport, MS-Start date 12/01/1992-1hrs/mth-1hrs/mth during trading 2) 11/14/2024-Kelly Services-Subsitute Teacher-Teacher Paid by School or University-Not inv related-At Gulfport, MS-Start date 02/01/2023-8hrs/mth-8hrs/mth during trading 3) 12/09/2024-Magellan Health-PFC-Other-Not inv related-At Arlington, VA-Start date 08/24/2024-8hrs/mth-8hrs/mth during trading 4) 05/11/2026-First Student Management LLC-School Bus Driver-Outside/W-2 Employment-Not inv related-At Cincinnati, OH-Start date 04/21/2026-100hrs/mth-25hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-26 |
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