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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-16 |
| KY | RA | APPROVED | 2018-11-02 |
Branch Locations
120 South Main Street, Winchester, KY 40391 • United States
128 W Main St, Richmond, KY 40475 • United States
1527 Ewing Rd, Ewing, KY 41039 • United States
525 Walnut Meadow Rd, Berea, KY 40403 • United States
110 N. Maysville St., Mt Sterling, KY 40353 • United States
36 Brookhaven Dr, Flemingsburg, KY 41041 • United States
860 Eastern Byp, Richmond, KY 40475 • United States
125 Winchester Plaza, Winchester, KY 40391 • United States
108 Clark St, Flemingsburg, KY 41041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lexington | KY | 02/2014 | 10/2018 |
| Lpl Financial Llc | Winchester | KY | 11/2018 | Present |
| Communtiy Trust Bank | Winchester | KY | 11/2018 | Present |
1)11/02/18- Community Trust Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s)- 100% 2) 11/17/2021 - Flaig Farm - Not Investment Related - 2237 Stamping Ground Road, Stamping Ground Kentucky 40379 - Other-Farm - Started 12/01/2021 - 40 Hours Per Month/0 Hours During Securities Trading - Purchase a home that has 9 acres, using it to farm cattle and breed dogs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-18 |
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