Best Investors Account Sign in

Lori Sue Koval

Oppenheimer & Co. Inc.

Florham Park, NJ

Mendham, NJ

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-20
NJ RA APPROVED 2006-06-20
  • TX RA
    APPROVED_RES
    Since 2016-04-20
  • NJ RA
    APPROVED
    Since 2006-06-20

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

Mendham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Florham Park NJ 01/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-18
S63 Uniform Securities Agent State Law Examination 1994-01-07
  • S65 Uniform Investment Adviser Law Examination
    2006-07-18
  • S63 Uniform Securities Agent State Law Examination
    1994-01-07

View on SEC IAPD

Other Firms

WISS PRIVATE CLIENT ADVISORS, LLC
JACOBS LEVY EQUITY MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
ROCKEFELLER FINANCIAL LLC
MARINER

Other Investors

THOMAS J. BIRRITTELLA
DAVID F BOAK
Jason W Hoffman
Raman Bhalla
Keyana Adelina Touchette
Luke Robert Warren Rich
Hunter William Kolmodin
Nicholas Henry Hoy

Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

More in Florham Park, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor