Raymond Joseph Round

Current Employers

Employment History

• 03/1995 → Present
  D.A. Davidson & Co.
  Missoula, MT

Previous Registrations

• 2002-06-25 → 2004-11-08
  Davidson Investment Advisors, Inc.
  Great Falls, MT

Other Businesses

1) VOODOO DEVELOPMENT, INC. LLC; INVESTMENT RELATED; 1815 DIXON AVE. MISSOULA, MT 59801; INVESTING IN REAL ESTATE, COMMERCIAL BUILDING, 25% OWNER. SINCE OCTOBER 29, 2003; NO HOURS COMMITTED TO BUSINESS.NO HOURS COMMITTED TO BUSINESS DURING MARKET HOURS 2) NINE3NINE4 LLC; INVESTMENT RELATED; 4562 SCHWENK CT., MISSOULA, MT 59804; PARTNER; REAL ESTATE OWNERSHIP; APPROX. 10 HRS/YEAR; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; BEGINNING 2014; NO DUTIES TO THE BUSINESS. 3) BKR LLC; INVESTMENT RELATED; P.O. BOX 2869, COEUR D'ALENE, ID 83814; PRIVATE EQUITY INVESTMENT; SINCE 2014; NO DUTIES TO THE BUSINESS. 4) THE LOYOLA SIDELINERS; NON-INVESTMENT RELATED; MISSOULA, MT; NON-PROFIT; PRESIDENT; STARTING 7/28/2021; 1 HR/WK; NO TIME DURING SECURITIES TRADING HOURS; SCHEDULE MEETINGS AND FOSTER COMRADERY. 5) Ray & Joely Round; INVESTMENT RELATED; SCOTTSDALE, AZ; VACATION CONDO RENTED; CO-OWNER; START 1/1/22; 2 HR/YR; NO TIME DURING SECURITIES TRADING HOURS; MAINTAIN RECORDS AND SET UP AUTO-PAY BILLS. 6) STS MONTANA, LLC; INVESTMENT RELATED; MISSOULA, MT; MEMBER; START 6/29/23; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-04
• S63 Uniform Securities Agent State Law Examination
  1992-11-23

Designations

Other Names

• Ray Round