Carl Alan Wolford

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2009-06-01 → 2010-08-30
  Morgan Stanley
  Beaumont, TX
  Houston, TX
  Sugar Land, TX
  Beaumont, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beaumont, TX
  Houston, TX
• 1999-04-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Houston, TX
  Beaumont, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-12-08

Other Names

• Carl A Wolford