Paul Edward Rankowitz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → 11/2017
  Reliastar Retirement Plans
  Eas Providence, RI
• 02/1994 → 11/2017
  Northwestern National Life Insurance Com
  Minneapolis, MN
• 02/2003 → 11/2017
  National Planning Corporation
  Glastonbury, CT
• 11/2017 → Present
  Lpl Financial Llc
  Pawtucket, RI

Previous Registrations

• 2017-08-14 → 2017-11-29
  National Planning Corporation
  Glastonbury, CT
  East Providence, RI
  Glastonbury, CT
  Pawtucket, RI
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - DMW ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 20%. 2. 11/23/2020 - PER Associates, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 6/1/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Deposit commissions from LPL and Insurance companies. 3. 04/13/2026 - DMW Associates - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2003 - 2 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-11
• S63 Uniform Securities Agent State Law Examination
  2001-02-26