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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-08-15 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 08/2014 | Present |
THE TYRONE PAUL GRADY MEMORIAL FOUNDATION POSITION: Board member NATURE: To help bereaved families. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/1999 ADDRESS: 1091 Everbright Dr., Uniontown OH 44685 DESCRIPTION: I serve on the board of this foundation with my daughter and a lawyer friend. We give money to families who have children who have died. We also prvide scholarship money to kids who go on to higher education opportunities. LIFE, HEALTH INSURANCE, AND ANNUITIES POSITION: Financial Advisor NATURE: selling life, health insurance, and annuities INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/04/1992 ADDRESS: 316 Prairie Dr., Akron OH 44312 DESCRIPTION:selling life, health insurance, and annuities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-02 |
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