Ronald Howard Bernstein

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 12/2002 → 09/2019
  Legend Advisory Corporation
  Palm Beach Gardens, FL
• 01/2017 → Present
  Lincoln Investment
  Great Neck, NY

Previous Registrations

• 2002-12-04 → 2019-10-04
  Legend Advisory, Llc
  Palm Beach Gardens, FL
  Great Neck, NY

Other Businesses

Ronald Bernstein, CFP, EA Position: owner, Tax Preparer Nature: Tax Prep  Investment Related: No Hours: 20 Securities Trading Hours: 20 Start Date: 1/1/1994 Address: 305 Melbourne Road Great Neck, NY 11021 Description: Tax preparation and tax planning

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-27

Designations

• Certified Financial Planner