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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-11-08
MA RA APPROVED 1998-01-01
  • OH RA
    APPROVED
    Since 2018-11-08
  • MA RA
    APPROVED
    Since 1998-01-01

Branch Locations

Centerville, OH • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

75 Garden St., Wethersfield, CT 06109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp North Palm Beach FL 06/1994 Present
Other Businesses

1. WRIGHT ON TIME/A WRIGHT ANTIQUES, SINCE 06/1988,OWNER,SALES & REPAIR OF ANTIQUES. 8 HRS/WK. 0 DURING SECURITIES TRADDING. 2. ORDAINED CONGREGATIONAL MINISTER,SINCE 1990, MINISTER SUPPLY MINISTER, SUPPLY PREACHING OTHER CHURCH DUTIES. 8 HRS. WK., 0 DURING SECURITIES TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-29
S63 Uniform Securities Agent State Law Examination 1992-12-08
  • S65 Uniform Investment Adviser Law Examination
    2002-03-29
  • S63 Uniform Securities Agent State Law Examination
    1992-12-08
Other Names
  • Arthur W Wright
  • Art Wright

View on SEC IAPD

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