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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-08-26 |
| MA | RA | APPROVED | 2019-09-06 |
Branch Locations
446 Main St Suite 1403, Worcester, MA 01608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Worcester | MA | 02/2009 | 08/2019 |
| The Feingold Companies | Worcester | MA | 09/1995 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2019 | Present |
1) THE FEINGOLD COMPANIES, 4446 MAIN STREET, STE 1403, WORCESTER, MA, STRUCTURED SETTLEMENTS, 11/20/19, NIR, PRODUCER, 2 HR/YR- 2/TRADING HR. 2) TOURO FRATERNAL ASSOCIATION 45 ROLFE SQUARE, CRANSTON, RI, BOARD MEMBER OF A NON-PUBLIC ENTITY, Not-for-Profit, NIR, NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2006 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 09/06/19. 4) THE FEINGOLD COMPANIES, 446 MAIN STREET, STE 1403, WORCESTER, MA, 09/06/95, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR-20 HR/WK- 20/TRADING/HR. 5) SEQUEL INTERMEDIATE, LLC, 446 Main Street, Suite 1403, Worcester MA 01608, United States, 12/01/2025, W2 Employee, Insurance/Benefits/Human Resources, NIR, 15 HR/MO - 15 HR/MO TRADING 6) SEQUEL INTERMEDIATE, LLC, 446 Main Street, Suite 1403, Worcester MA 01608, United States, 12/01/2025, W2 Employee, Employee (receive a W-2), INV REL, 105 HR/MO - 105 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-08 |
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