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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-08-26
MA RA APPROVED 2019-09-06
  • RI RA
    APPROVED
    Since 2025-08-26
  • MA RA
    APPROVED
    Since 2019-09-06

Branch Locations

Cranston, RI • United States

446 Main St Suite 1403, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Worcester MA 02/2009 08/2019
The Feingold Companies Worcester MA 09/1995 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2019 Present
  • 02/2009 → 08/2019
    Fsc Securities Corporation
    Worcester, MA
  • 09/1995 → Present
    The Feingold Companies
    Worcester, MA
  • 09/2019 → Present
    Fairfield, IA
  • 09/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2009-02-27 → 2019-09-06
    Fsc Securities Corporation
    Worcester, MA
  • 2003-10-16 → 2009-02-27
    Advantage Capital Corporation
    Worcester, MA
    Worcester, MA
Other Businesses

1) THE FEINGOLD COMPANIES, 4446 MAIN STREET, STE 1403, WORCESTER, MA, STRUCTURED SETTLEMENTS, 11/20/19, NIR, PRODUCER, 2 HR/YR- 2/TRADING HR. 2) TOURO FRATERNAL ASSOCIATION 45 ROLFE SQUARE, CRANSTON, RI, BOARD MEMBER OF A NON-PUBLIC ENTITY, Not-for-Profit, NIR, NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2006 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 09/06/19. 4) THE FEINGOLD COMPANIES, 446 MAIN STREET, STE 1403, WORCESTER, MA, 09/06/95, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR-20 HR/WK- 20/TRADING/HR. 5) SEQUEL INTERMEDIATE, LLC, 446 Main Street, Suite 1403, Worcester MA 01608, United States, 12/01/2025, W2 Employee, Insurance/Benefits/Human Resources, NIR, 15 HR/MO - 15 HR/MO TRADING 6) SEQUEL INTERMEDIATE, LLC, 446 Main Street, Suite 1403, Worcester MA 01608, United States, 12/01/2025, W2 Employee, Employee (receive a W-2), INV REL, 105 HR/MO - 105 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-08
  • S63 Uniform Securities Agent State Law Examination
    1993-01-08
Designations
  • Chartered Financial Consultant
Other Names
  • Jed R Brandes

View on SEC IAPD

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