Best Investors Account Sign in
Inactive

Robert Steven Oldham

Mainstreet Ria LLC

O'FAllon, MO

Claim This Profile
Current Employers
Mainstreet Ria Llc

6700 Keaton Corporate Parkway Suite 102, O'FAllon, MO 63368 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-12
MO RA APPROVED 2020-07-06
  • TX RA
    APPROVED_RES
    Since 2021-02-12
  • MO RA
    APPROVED
    Since 2020-07-06

Branch Locations

6700 Keaton Corporate Parkway Suite 102, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc St Louis MO 04/2012 08/2019
Mainstreet Ria Llc O'FAllon MO 05/2020 Present
Mainstreet Ria Llc O'FAllon CO 07/2019 Present
Robert Oldham - Sole-Proprietor O'FAllon MO 08/2019 09/2021
Capital Management Services, Inc. Manchester MO 08/2019 10/2020
Counts Oldham Properties Llc Wright City MO 03/2021 Present
Previous Registrations
Other Businesses

?Full Legal Business Name: Counts Oldham Properties LLC ?Is the Business investment-related? (yes/no): No ?Address: 3 Inland Ct, Wright City, MO 63390 ?What is the nature of the other business? The holding LLC for the building that was purchased for Mainstreet RIA LLC. ?Your position, title, or relationship: owners-members ?Start date of your relationship (mm/year): 3/2021 ?Approximate hours a month spent on the other business: 3 ?Approximate hours during trading spent on the other business: same as above, 3 hours per month total ?Briefly describe your duties relating to the other business: NA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-13
S63 Uniform Securities Agent State Law Examination 1992-11-06
  • S65 Uniform Investment Adviser Law Examination
    1999-01-13
  • S63 Uniform Securities Agent State Law Examination
    1992-11-06
Other Names
  • Steve Oldham
  • Robert Oldham

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in O'fallon, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor