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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2009-01-02 |
Branch Locations
303 North Broadway Suite 701, Billings, MT 59101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Billings | MT | 04/2003 | Present |
| Raymond James Financial Services Advisors, Inc | Billings | MT | 01/2009 | Present |
| New Day Ranch, Inc | Billings | MT | 04/2009 | 01/2023 |
(1) Name of Business: RC Parker PC Address: 303 N 28th St Ste 701, Billings, MT, 59101, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is my company through which I receive my income and pay my taxes as a RJFS Financial Advisor. (2) Name of Business: Sun Mountain Wealth Partners Address: 303 North Broadway, Billings, MT, 59101, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor for Sun Mountain Wealth Partners, RJFS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-14 |
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