David Louis Harris

Current Employers

Employment History

• 10/1997 → Present
  D.L. Harris & Associates
  La, CA
• 02/2013 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Other Businesses

1. HARRIS & ASSOCIATES, RIA. INVESTMENT RELATED. 505 N. SEPULVEDA BLVD, SUITE 5. MANHATTAN BEACH, CA 90266. EXECUTIVE BENEFITS, FINANCIAL AND ESTATE PLANNING ADVICE. PRESIDENT. 10/1997. 65 HRS/MO. ASSIST CLIENT COMPANIES TO ATTRACT AND RETAIN TALENT, ASSIST INDIVIDUALS AND PLAN FOR RETIREMENT. 2. PURSHE KAPLAN STERLING INVESTMENTS BD (35747) Investment Related. 80 State Street, Albany, NY, 12207. Variable Insurance and Annuities, Alternative Investments, and other Broker Dealer products and services. Since 2-28-2013. Hours as required during advisory client services at HARRIS & ASSOCIATES. 3. 12/10/2012 - Davris Training Associates (DTA). 505 N. Sepulveda Blvd, Suite 5, Manhattan Beach, CA 90266 - Not Investment-Related; Owner/Senior Consultant; Provide Training for Oral Proposals and Presentation Skills (Specialized Training for CEOs, proporsal terms, sales force development) - HOurs vary from 0 to 23 HRS/MO. 4. Ash Brokerage-Not investment related-888 S. Harrison St., Suite 900, Fort Wayne, IN 46802-Insurance-Agent-3/1/2013-10 hrs/month-50% during securities hrs-Submit applications for life, disability & LTC. 5) Manhattan Beach Community Church, Investment Related, 303 S. Peck Ave, Manhattan Beach, CA 90266, Endowment Fund, Investment Committee Member, Start Date 09/11/2023, 2 Hours/Month Devoted to OBA, 0 Hours/Month During Securities Trading Hours, Work with Committee to Draft Policy Statements and Suggest Direction Given to Fund Manager, United Church Funds. 6) Peak Pro Financial; Investment Related; 7979 E Tufts Ave, Suite 1050, Denver, CO 80237; Insurance Agency; General Agent/Producer; 04/2024; 10 hrs/mo; 2 hrs during trading; Apply and place fixed and index insurance products to consumers who want and need life and tax protection.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-10-14

Designations

Other Names

• David Louis Harris