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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-05-11 |
| TX | RA | APPROVED | 2020-05-11 |
Branch Locations
3491 East Harmony Road Suite 210, Fort Collins, CO 80528-9669 • United States
Fort Collins, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Fort Collins | CO | 07/2013 | 05/2020 |
| Rbc Capital Markets, Llc | Denver | CO | 05/2020 | Present |
(1) Name: Florida Rental Property Address: 30 Cananl Street Santa Rosa Beach, FL 32459 Business Description: Rental / Vacation Property Business is not investment related Projected Start Date: 12/30/20 Capacity: Owner - Passive, Partner Duties Performed: No specific duties. A property management company will handle all the day to day duties Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (2) NAME OF ENTITY: Crossett Coastal Cottage llc ADDRESS: 12205 Hunters Chase Austin Texas 78729 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Partner START DATE: 12/23/2020 DUTIES: research property managers and Home owners insurance HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-16 |
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