Lance Preston Crossett

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 05/2020
  Ubs Financial Services Inc
  Fort Collins, CO
• 05/2020 → Present
  Rbc Capital Markets, Llc
  Denver, CO

Previous Registrations

• 2001-08-30 → 2020-05-22
  Ubs Financial Services Inc.
  Fort Collins, CO
  Ft. Collins, CO
  Fort Collins, CO

Other Businesses

(1) Name: Florida Rental Property Address: 30 Cananl Street Santa Rosa Beach, FL 32459 Business Description: Rental / Vacation Property Business is not investment related Projected Start Date: 12/30/20 Capacity: Owner - Passive, Partner Duties Performed: No specific duties. A property management company will handle all the day to day duties Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (2) NAME OF ENTITY: Crossett Coastal Cottage llc ADDRESS: 12205 Hunters Chase Austin Texas 78729 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Partner START DATE: 12/23/2020 DUTIES: research property managers and Home owners insurance HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2001-08-03
• S63 Uniform Securities Agent State Law Examination
  1993-04-16