Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-05 |
| MN | RA | APPROVED | 2022-07-25 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2006 | 10/2018 |
| Prosperity Capital Advisors (C2P Enterprises) | Westlake | OH | 07/2019 | 06/2022 |
| N/A | Elk River | MN | 10/2018 | 07/2019 |
| Mercap Securities, Llc | Paoli | PA | 02/2020 | 11/2020 |
| Charles Schwab & Co., Inc. | Elk River | MN | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-11 |
Reach out to this advisor