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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2013-08-16 |
Branch Locations
2253 North Avenue, Scotch Plains, NJ 07076 • United States
1120 Bloomfield Avenue, West Caldwell, NJ 07006 • United States
532 Pompton Avenue, Cedar Grove, NJ 07009 • United States
36 Waterview Boulevard #D2, Parsippany, NJ 07054 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 07/2013 | 01/2023 |
| Santander Bank, Na | Caldwell | NJ | 07/2013 | Present |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | Present |
1. Rental property, sole owner of rental property, non-investment related, start date 11/08/2023, Bushkill PA, 1 hour monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-26 |
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