Arnold Loren Tang

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → Present
  Ubf Consulting
  Emeryville, CA
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2020 → 03/2021
  Us Census Bureau
  San Francisco, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-01-08 → 2009-09-25
  Voya Financial Advisors, Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2009 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES, LONG TERM CARE (2) NAME OF OTHER BUSINESS: UBF CONSULTING; INVESTMENT RELATED: YES; ADDRESS: 2033 NORTH MAIN STREET SUITE 700, WALNUT CREEK, CA 94596; NATURE OF BUSINESS: EMPLOYEE BENEFITS BROKER, START DATE: 08/2017; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REFER COMPANIES TO WHO HAVE INTEREST IN EMPLOYEE BENEFITS; (3) E PLAN SERVICES, RETIREMENT BENEFITS, 4949 SOUTH SYRACUSE #580, DENVER, CO 80237.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-14
• S63 Uniform Securities Agent State Law Examination
  1997-09-24

Other Names

• Arnold Loren Tang
• Arnold Tang Lee
• Arnold Tang Lee