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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-11-20
  • PA RA
    APPROVED
    Since 2015-11-20

Branch Locations

101 West Avenue Suite 200, Jenkintown, PA 19046 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-06-16
  • PA RA
    APPROVED
    Since 2011-06-16

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

5 Walnut Grove Drive Suite 240, Horsham, PA 19044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Jenkintown PA 09/1992 Present
  • 09/1992 → Present
    Lincoln Investment Planning, Inc.
    Jenkintown, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-30
  • S63 Uniform Securities Agent State Law Examination
    1992-12-30

View on SEC IAPD

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